-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A+5QmW/TYKZNnl4K7D1SQ5WzQtg3iKj+0flnjKTFlrZjiHxs60ojjrgUou3YQGlY cvV4lbi+sq+uJH8Z2oHmpA== 0001067621-08-000017.txt : 20080421 0001067621-08-000017.hdr.sgml : 20080421 20080421152031 ACCESSION NUMBER: 0001067621-08-000017 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080421 DATE AS OF CHANGE: 20080421 GROUP MEMBERS: ANDREW DAKOS GROUP MEMBERS: PHILLIP GOLDSTEIN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Claymore/Raymond James SB-1 Equity Fund CENTRAL INDEX KEY: 0001355762 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83107 FILM NUMBER: 08766629 BUSINESS ADDRESS: STREET 1: 2544 CORPORATE WEST DRIVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 6305053700 MAIL ADDRESS: STREET 1: 2544 CORPORATE WEST DRIVE CITY: LISLE STATE: IL ZIP: 60532 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Bulldog Investors General Partnership CENTRAL INDEX KEY: 0001364773 IRS NUMBER: 562585535 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 60 HERITAGE DRIVE CITY: PLEASANTVILLE STATE: NY ZIP: 10570 BUSINESS PHONE: 9147475262 MAIL ADDRESS: STREET 1: 60 HERITAGE DRIVE CITY: PLEASANTVILLE STATE: NY ZIP: 10570 SC 13D/A 1 thirda.txt DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 4/16/08 1. NAME OF REPORTING PERSON Bulldog Investors General Partnership and Phillip Goldstein 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA 7. SOLE VOTING POWER 2,524,268 8. SHARED VOTING POWER 0 9. SOLE DISPOSITIVE POWER 2,524,268 10. SHARED DISPOSITIVE POWER 0 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 2,524,268 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] 13. PERCENT OF CLASS REPRESENTED BY ROW 11 22.69% ___________________________________________________________ 14. TYPE OF REPORTING PERSON IA The following constitutes Amendment # 2 to the 13d filed on 02/19/2008 by the reporting person. This amendment # 2 amends the schedule 13d as specifically set forth. ITEM 4: ITEM 4 is amended as follows. ITEM 4. PURPOSE OF TRANSACTION At the next annual meeting of the Fund the filing group intends to propose converting the Fund into an open-end fund and to elect directors that will support such a proposal. ITEM 5: ITEM 5 is amended as follows. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER As per the Annual report dated August 31, 2007 there were 11,122,822 shares of common stock outstanding. The percentage set forth in item 5 was derived using such number. a) BIGP and other accounts managed by Phillip Goldstein beneficially own an aggregate of 2,524,268 shares of RYJ or 22.69% of the outstanding shares. b) Power to vote and dispose of securities resides either with Mr. Goldstein or clients. c) During the past 60 days the following shares of RYJ were purchased, unless previously reported (there were no sales): trade date # shares Price ($) 3/17/08 23,000 14.79 3/18/08 2,600 15.35 3/24/08 5,800 15.71 3/25/08 1,100 15.74 3/26/08 15,600 15.81 3/27/08 3,100 15.80 3/31/08 1,000 15.49 4/01/08 2,100 15.76 4/07/08 18,555 16.25 4/08/08 20,000 16.13 4/09/08 17,300 15.96 4/10/08 4,025 15.98 4/11/08 1,900 15.78 4/14/08 10,000 15.72 4/15/08 1,300 15.65 d) Beneficiaries of managed accounts are entitled to receive any dividends or sales proceeds. e) NA After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: 4/16/08 By: /s/ Phillip Goldstein Name: Phillip Goldstein President, Kimball and Winthrop, Inc. Managing General Partner, BIGP -----END PRIVACY-ENHANCED MESSAGE-----